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Ombudsman for Financial Services Providers
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More from Ombudsman for Financial Services Providers
Yet another ruling by FAIS Ombud against Garek broker
Essentially acted in a position of conflict of interest
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Respondent's conduct "opportunistic"
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"in the interests of the integrity of the financial services industry"
FAIS Ombud orders pensioner be paid R100 000 she invested in Leaderguard
Leaderguard investment ultimately constituted a speculative investment in an aggressive portfolio
Surrendered policies did not cause financial loss, rules FAIS Ombud
The Respondent could not have had the foresight to know when the deceased was going to die
FAIS Ombud orders broker who invests in risky bridging finance scheme to pay
The adviser must identify the financial product or products that will be appropriate
FAIS Ombud takes on mantle of statutory ombud and nails insurer in important ruling
Orange Insurance failed to pay for admitted liability
Placing a client in shady forex investments despite warnings by regulators
FAIS Ombud orders investment brokers to pay
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