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Please visit the FAIS Ombud website
Press Offices > Consumer Protection

Ombudsman for Financial Services Providers - Document Downloads
Title
Description
Pdf
Annual Report 2008The Office of the Ombudsman for Financial Service Providers. Annual Report 2007 - 2008
Pdf
Comrie v Ewing Trust (Leaderguard)Determination in terms of section 28(1) of the FAIS Act, 2002
Pdf
DecisionIn the Appeal between SA Home Loans (Pty) Ltd and Saroja Naidoo
Pdf
Du Plessis v Willemse (Leaderguard)Determination in terms of section 28(1) of the FAIS Act, 2002
Pdf
Gumede v JD GroupDetermination in terms of section 28(1) of the FAIS Act, 2002
Pdf
Le Vatte v SpendleyDetermination in terms of section 28(1) of the FAIS Act, 2002
Pdf
Ludewig v van der Merwe (Leaderguard)Determination in terms of section 28(1) of the FAIS Act, 2002
Pdf
Pickup v de Klerk (Leaderguard)Determination in terms of section 28(1) of the FAIS Act, 2002
Pdf
South African OperationsProzet/Platinum Asset Management/Chinza/Hamilton Solutions/Leaderguard Linkages
Pdf
Dennis v NedbankDetermination in terms of section 28(1) of the FAIS Act, 2002
Pdf
S Naidoo v SAHLDetermination in terms of section 28(1) of the FAIS Act, 2002
Pdf
Hatiz_v_Springs_Car_WholesalersDetermination by the FAIS Ombud
Pdf
General Code of Conduct for FSPsGeneral code of conduct for authorised financial services providers and representatives
Pdf
FAIS Act 37 of 2002FAIS Act 37 of 2002
Pdf
Annual Report 2006The Office of the Ombudsman for Financial Service Providers. Annual Report 2005 - 2006
Pdf
1

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Ombudsman for Financial Services Providers



More from Ombudsman for Financial Services Providers
Ombud orders broker to cough up for late submission of claim
Respondent's conduct "opportunistic"
FAIS Ombud comes down hard on property syndication fraud
The FSP is expected to first satisfy himself that the investment is sound
FAIS Ombud calls for financial products to be regulated
"in the interests of the integrity of the financial services industry"
FAIS Ombud orders pensioner be paid R100 000 she invested in Leaderguard
Leaderguard investment ultimately constituted a speculative investment in an aggressive portfolio
Surrendered policies did not cause financial loss, rules FAIS Ombud
The Respondent could not have had the foresight to know when the deceased was going to die
FAIS Ombud orders broker who invests in risky bridging finance scheme to pay
The adviser must identify the financial product or products that will be appropriate
FAIS Ombud takes on mantle of statutory ombud and nails insurer in important ruling
Orange Insurance failed to pay for admitted liability
Placing a client in shady forex investments despite warnings by regulators
FAIS Ombud orders investment brokers to pay
Broker with strange licensing records ordered to pay by Ombud
Claim repudiated on the grounds that certain security requirements had not been met
Ombud finds broker chased commission by extending maturity date
The view that such a long term investment was nothing other than commission driven


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